On July 6, 2020, the SEC adopted amendments to rule 0-5 under the Investment Company Act of 1940 (“Act”) to make the process more efficient, transparent, and cost-effective. The amendments include: An expedited review procedure for routine applications An internal…
SEC Adopts Expedited Review Procedure for Exemptive Applications under the Investment Company Act
Reg A+ Now Available For All Public Reporting Companies
Dan Carter | 01/23/2019
On December 19, 2018, the Securities and Exchange Commission (SEC) issued final rules that they will now allow public reporting companies to utilize Regulation A+ (Reg A+). Reg A+ creates a registration exemption for public offerings, based on two separate offering…
